UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 3.02 Unregistered Sales of Equity Securities.
As previously disclosed in the Company’s Current Report on Form 8-K on October 16, 2020, the Unique Logistics International, Inc. (the “Company”) issued Series A Preferred Stock. On July 29, 2022, the Company issued 67,963,732 shares of the Company’s common stock pursuant to the conversion of 9,935 shares of Series A Convertible Preferred Stock held by Trillium Partners, L.P.
Pursuant to the issuance of the Preferred Conversion Shares the number of shares of unregistered common stock outstanding had increased by more than 5% since the last reported number of shares of common stock outstanding. As of July 29, 2022, the Company has 799,141,770 shares issued and outstanding.
The Preferred Conversion Shares were not registered under the Securities Act but qualified for exemption under Section 4(a)(2) and/or Regulation D of the Securities Act.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UNIQUE LOGISTICS INTERNATIONAL, INC. | ||
| Date: August 3, 2022 | By: | /s/ Sunandan Ray |
| Sunandan Ray | ||
| Chief Executive Officer | ||